A former managing director of UBS Securities in its Healthcare Group pleaded guilty to three counts of securities fraud and one count of conspiracy to commit securities fraud last week. U.S. v. Poteroba (S.D.N.Y. Filed March 24, 2010) (originally discussed …

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The Department of Justice and the SEC settled FCPA cases with Alcantel-Lucent S.A., a company formed in a November 30, 2006 merger involving Paris, France based Alcantel, S.A. and U.S. based Lucent Technologies, Inc. U.S. v. Alcatel-Lucent S.A., (S.D. Fla. …

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