Most of the investment fund cases brought by the SEC in recent months have centered on Ponzi scheme claims. Recent enforcement actions involving hedge funds, however, suggest that perhaps a new trend is coming. Consider for example, the SEC’s recent …

THIS HEDGE FUND CASE MAY SUGGEST THE TYPE OF ACTIONS TO COME Read More »

The Commission settled with the two remaining defendants in SEC v. Winning Kids, Inc., Civil Action No. 10-CV-80186 (S.D. Fla. Filed Jan. 29, 2010) (here). Defendants Victor Selenow and Edward Tamimi were salesmen for Winning Kids, Inc. The action centered …

SEC CONCLUDES CHILDREN’S BOOK COMPANY CASE Read More »