Year: 2010

The Commission filed its amicus curiae brief in Matrixx Initiatives, Inc. v. Siracusano, No. 09-1156 (S.Ct.), one of two securities cases the Supreme Court will hear this term. Matrixx centers on the proper test of materiality at the pleading stage. …

SEC’S BRIEF IN MATRIXX INITIATIVES: A QUESTION OF MATERIALITY Read More »

Financial reform and the implementing Dodd-Frank continue to be key topics for market regulators. The SEC, CFTC and others are busy writing rules to implement the Act. Many on Capital Hill are studying ways to limits or repeal portions of …

INSIDER TRADING – STILL A KEY FOCUS OF REGULATORS Read More »