New statistics from NERA show that in the first fiscal quarter of 2010 the number of SEC enforcement settlements increased significantly. This week, the Commission continues to struggle with the settlement of its actions against Bank of America, with more …

THIS WEEK IN SECURITIES LITIGATION (February 19, 2010) Read More »

The SEC has brought a number of “pillow talk” cases as part of their campaign against insider trading. There are a number of variations to these cases. Some involve the husband and wife trading together. Others involve one spouse misappropriating …

PILLOW TALK ENDS IN SUMMARY JUDGMENT AND HUGE PENALTIES Read More »