This week the entire Federal Government, including the home office of the SEC, has been buried in snow, snow and more snow. Nevertheless, there were significant developments in securities litigation, starting with the call by Commissioner Aguilar for a revamping …

THIS WEEK IN SECURITIES LITIGATION (February 12, 2010) Read More »

The latest SEC – Bank of America proposed settlement is pending before the court. The settlement would cover the two suits the Commission has pending against the Bank arising out of its acquisition of Merrill Lynch. The first suit alleged …

SEC v. BANK OF AMERICA: HOW THE DISCLOSURE DECISIONS WERE MADE Read More »