The Commission adopted its controversial “proxy access” rules this week by what is becoming the standard 3-2 vote. SEC enforcement brought an insider trading case against two residents of Spain just days after the announcement of the take over bid …

THIS WEEK IN SECURITIES LITIGATION (August 27, 2010) Read More »

Investigating insider trading is difficult. Proving it is even more difficult. Frequently, the trading is “suspicious” because of its timing, magnitude, or for a variety of other reasons. Market watchers such as FINRA use this term to classify trading that …

INSIDER TRADING AND SUSPICIOUS TRADING, NOT THE SAME Read More »