Year: 2010

Dell, Inc. filed a 10-KA late on Thursday reporting that it has revised the financial results previously reported to record a $100 million liability for a potential settlement of an SEC investigation. While the filing did not provide the terms …

THIS WEEK IN SECURITIES LITIGATION (June 11, 2010) Read More »

The Commission settled with two more defendants in its long running financial fraud action, SEC v. Lucent Technologies, Inc., Case No. 04-2315 (D.N.Y. Filed May 17, 2004). The settlements were with defendants Jay Carter, the former president of Lucent’s AT&T …

SEC SETTLES WITH TWO MORE IN LUCENT FINANCIAL FRAUD CASE Read More »