The Financial Crisis Inquiry Commission heard testimony this week from Wall Street bankers, DOJ, the SEC and others about the market crisis. SEC Chairman Schapiro recounted developments at the agency over the past year, while summarizing her prior proposals on …

THIS WEEK IN SECURITIES LITIGATION (January 15, 2010) Read More »

The SEC continued its efforts to rejuvenate the Enforcement program yesterday, taking two important steps yesterday. Once concerns the reorganization of the Division of Enforcement to increase its expertise and efficiency, while the other focuses on securing cooperation to facilitate …

RETOOLING SEC ENFORCMENT: SPECIALITY GROUPS & COOPERATION Read More »