One SEC Commissioner spoke out in favor of the merger of the SEC and CFTC this week, while a Justice Department official noted that, as part of building a stronger relationship with the SEC, criminal cases would no longer automatically …

THIS WEEK IN SECURITIES LITIGATION (May 7, 2010) Read More »

The Inspector General’s report on the repeated failures to halt the Stanford schemes notes in part that there was a perception on the part of some enforcement staff that there was little interest in bringing Ponzi scheme cases. This rationale …

THE COMMISSION CONTINUES TO FOCUS ON PONZI SCHEMES Read More »