Month: November 2010

The SEC filed an amended complaint, adding Jon Latorella and James Fields as defendants to an action alleging a financial fraud and stock manipulation involving two companies they control. SEC v. LocatePlus Holdings Company, Case No. 1:10-cv-11751 (D. Mass. Nov. …

A FINANCIAL FRAUD ACTION CENTERED ON A FICTITIOUS CUSTOMER Read More »

The ABACUS deal has become the one that just will not go away for Goldman Sachs. First, the deal became the predicate for an SEC enforcement action against the pillar of Wall Street and one of its employees, Fabrice Tourre. …

FOR GOLDMAN THE ABACUS DEAL JUST KEEPS COMING BACK Read More »