Month: October 2010

Most of the investment fund cases brought by the SEC in recent months have centered on Ponzi scheme claims. Recent enforcement actions involving hedge funds, however, suggest that perhaps a new trend is coming. Consider for example, the SEC’s recent …

THIS HEDGE FUND CASE MAY SUGGEST THE TYPE OF ACTIONS TO COME Read More »

The Commission settled with the two remaining defendants in SEC v. Winning Kids, Inc., Civil Action No. 10-CV-80186 (S.D. Fla. Filed Jan. 29, 2010) (here). Defendants Victor Selenow and Edward Tamimi were salesmen for Winning Kids, Inc. The action centered …

SEC CONCLUDES CHILDREN’S BOOK COMPANY CASE Read More »