Month: September 2010

The SEC prevailed on two of five remaining claims against Robert Berlacher and several investment funds he managed following a three day bench trial. The court ordered Mr. Berlacher to pay disgorgement on a net basis on the two claims, …

SEC WINS TWO OF FIVE CLAIMS IN PIPE OFFERING CASE Read More »

The former CEO and COO of one of the primary manufacturers of body armor for the U.S. military were convicted of fraud, insider trading and obstruction of justice following an eight-month jury trial. U.S. v. Brooks (E.D.N.Y.). David H. Brooks …

FORMER CEO AND COO OF BULLET PROOF VEST MAKER CONVICTED Read More »