Month: July 2010

As SEC Enforcement savors its settlement in Goldman and continues to retool into a new and more aggressive program, Congress is giving it new tools. The Dodd-Frank Wall Street Reform and Consumer Protection Act has a number of provisions which …

DODD-FRANK: NEW AUTHORITY FOR SEC ENFORCEMENT Read More »

The passage of the most sweeping financial reform legislation since the 1930s and the settlement of the SEC’s most high profile enforcement action in years highlighted last week. The Dodd-Frank Wall Street Reform and Consumer Protection Act was sent to …

THIS WEEK IN SECURITIES LITIGATION (July 16, 2010) Read More »