SEC Enforcement has been revamping and reorganizing in an effort to become more effective and efficient. Part of that process focuses on joint investigations with criminal prosecutors and other regulators. The recently recast Financial Fraud Task Force and the newly …

DO MORE CRIMINAL PROSEUCTIONS AND BIGGER FINES EQUAL DETERRANCE? Read More »

Dell, Inc. filed a 10-KA late on Thursday reporting that it has revised the financial results previously reported to record a $100 million liability for a potential settlement of an SEC investigation. While the filing did not provide the terms …

THIS WEEK IN SECURITIES LITIGATION (June 11, 2010) Read More »