First, it was auction rate securities. Now, it is fund pricing tied to sub-prime loans. The aftermath of the market crisis is leaving Morgan Keegan & Co. facing two SEC actions. Last year, the Commission filed an action against the …
First, it was auction rate securities. Now, it is fund pricing tied to sub-prime loans. The aftermath of the market crisis is leaving Morgan Keegan & Co. facing two SEC actions. Last year, the Commission filed an action against the …
The Commission essentially concluded its action arising out of a scheme by Adnan M. Khashoggi, a well known Saudi arms dealer, and Ramy Y. El-Batrawi others based on the manipulate the of the shares of GenesisIntermedia, Inc. (“GENI”) while misappropriating …
COMMISSION SETTLES A HIGH PROFILE MANIPULATION CASE Read More »