Month: April 2010

In the wake of filing what is the most significant enforcement action brought in years against Goldman Sachs & Co., discussed here, the Commission obtained what can only be called a face-saving settlement in its action against former OMB director …

SEC DROPS MOST SIGNIFICANT CLAIMS AGAINST STOCKMAN Read More »

The Commission’s action against Goldman Sachs is the most significant case it has brought in years. SEC v. Goldman Sachs & Co., Case No. 3229 (S.D.N.Y. Filed Apr. 16, 2010). The case pits the once revered securities markets regulator struggling …

HIGH STAKES FOR THE SEC, GOLDMAN AND INVESTORS Read More »