Month: February 2010

The SEC has brought a number of “pillow talk” cases as part of their campaign against insider trading. There are a number of variations to these cases. Some involve the husband and wife trading together. Others involve one spouse misappropriating …

PILLOW TALK ENDS IN SUMMARY JUDGMENT AND HUGE PENALTIES Read More »

Option backdating cases which are tried to verdict are rare. The SEC and DOJ settle most of these cases long before trial. Previously, in some cases tried to verdict, they have had success. Recent high profile criminal prosecutions against the …

AN SEC OPTIONS BACKDATING CASE IS DIRECTED OUT Read More »