Month: January 2010

This is the fourth of six parts in a series examining future trends in securities enforcement Ponzi schemes and investment fund fraud cases were at one time thought difficult to detect. Post-Madoff, the schemes seem to have percolated to the …

SELECTED ENFORCEMENT CASES: PONZI SCHEMES, FINANCIAL FRAUD AND FCPA Read More »

This is the third in a series of articles examining future trends in securities enforcement An examination of selected cases brought by the SEC last year in conjunction with the information about the reorganization of the Division suggests the future …

SELECTED ENFORCEMENT CASES: MARKET CRISIS AND INSIDER TRADING Read More »