This is the second in a series of articles examining future trends in securities enforcement The SEC’s authority will almost certainly be augmented by Congress later this year as discussed in the initial segment of this series. What has received …

REJUVINATING ENFORCEMENT Read More »

This is the first of a series of articles examining future trends for in securities enforcement. A new decade and a new year begin with the prospect for significant changes in securities enforcement. Legislative initiatives being considered by Congress have …

A NEW DECADE WILL BRING NEW AUTHORTY FOR THE SEC Read More »