Year: 2009

Pleading primary liability continues to present difficulties for the SEC. In cases such as SEC v. Lucent Technologies, No. 04-2315, 2009 U.S. Dist. LEXIS 35593 (D.N.J. Apr. 27, 2009) (applying bright line test), SEC v.Wolfson, 539 F.3d 1249 (10th Cir. …

PLEADING PRIMARY LIABILITY: IS THE THIRD TIME THE CHARM FOR THE SEC? Read More »