The FCPA continues to be a priority of the Department of Justice and the SEC. Recent enforcement efforts have result in a string of record setting cases, measured in terms of the amount paid by the company to resolve the …

DOJ And The SEC Resolve Another FCPA Case Read More »

In SEC v. Anton, III, Civil Action No. 06-2274 (E.D. Pa. Decided April 23, 2009), the court concluded that the SEC failed to prove its claim that defendant Frederick W. Anton, III, as Chairman of PMA Capital Corporation’s board of …

SEC Loses Insider Trading Claim: Not Material/No Personal Benefit Read More »