The U.S. Attorney’s Office for the Eastern District of New York unsealed its latest indictment in an on-going investigation of fraudulent fees, sham transactions and kickbacks in the stock loan business. The case unsealed this week names as a defendant …

INDUSTRY WIDE INVESTIGATION: THE STOCK LOAN BUSINESS Read More »

The nature of the relationship between attorneys conducting an internal investigation for the company and corporate officers, if any, can present difficult questions. All too often, a company seeking to waive privilege encounters a claim by the officer that he …

THE DECISION IN RUEHLE: A REMINDER ABOUT UPJOHN WARNINGS Read More »