Year: 2009

There is a new administration in Washington and potentially a new chairwoman for the SEC. But where is the agency going? Significant questions are being raised about the future of the SEC and securities regulation as the market crisis continues …

Three Key Questions About The Future Of The SEC And Securities Regulation Read More »

Recent decisions by the Seventh and Ninth Circuit Courts of Appeals have created a split in the circuits regarding the removal of class action Securities Act claims brought in state court. Compare Katz v. Gerardi, Case No. 08-8031 (9th Cir. …

A Split Over The Application Of The Class Action Fairness Act to ’33 Act Claims Read More »