Year: 2009

The SEC’s enforcement action against Regions Bank should serve as a warning to issuers as well as their directors, officers and general counsels about their business partners. SEC v. Regions Bank, Civil Action No. 09-CV-22821 (S.D. Fla. Filed Sept. 21, …

BE CAREFUL WHO YOU PARTNER WITH Read More »

The doctrine of in pari delicto prevents a party from bringing suit to recover for wrongful conduct where the plaintiff participated in the conduct on which the claims are based. Grounded in equitable principles, the doctrine essentially stands for the …

CLAIMS AGAINST AUDITORS AND BANK DISMISSED IN PARMALAT Read More »