Out of the frying pan and into the fire seems an apt description of SEC enforcement and the efforts to revive the program. While the agency is moving past the Madoff failures it may have jumped into another fire. This …

SEC ENFORCEMENT: FROM THE FRYING PAN TO THE FIRE? Read More »

The SEC Inspector General’s full report on the Madoff debacle was released late Friday afternoon. No doubt, it was timed to minimize publicity. The fact is however, that while the report adds hundreds of pages of detail, the story is …

THE PROMISE TO REJUVINATE SEC ENFORCEMENT: AN EARLY TEST Read More »