Year: 2009

SEC v. Bank of America is surely a case the Commission thought was over. Surly, it is a case that Bank of America thought was over. Both sides now wish it was over. It is not and the questions keep …

THE BANK OF AMERICA SETTLEMENT, ROUND TWO: THE REAL ISSUES Read More »

At last, there is at least a partial an answer to the now famous question posed by then Judge Stanley Sporkin, a former SEC Enforcement Director, about the savings and loan debacle: to paraphrase “where were all the lawyers and …

THE SEC/BANK OF AMERICA SETTLEMENT: THE LAWYERS DID IT? Read More »