Year: 2009

The SEC announced two settlements yesterday as it moved forward to resolve two of the highest profile cases it has brought in recent years — Madoff and Guttenberg. Action in the former was taken in anticipation of the completion of …

Two High Profile Cases Move To Toward Conclusion Read More »

The increasing internationalization of the securities markets presents novel and difficult issues in both SEC enforcement actions and private damage actions. The SEC frequently must coordinate with international regulators to obtain evidence in its enforcement actions. Earlier this year for …

International Securities Litigation: Unique Issues Read More »