Year: 2009

The Commission has filed two settled financial fraud cases this week. In both, the company consented to injunctions which included the antifraud provisions. Only one involved a corporate penalty. Only one involved cooperation. SEC v. Apogee Technology, Inc., Civil Action …

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The Supreme Court agreed, in an order issued Monday, to hear a challenge to the constitutionality of the Public Company Accounting Oversight Board created as part of the Sarbanes Oxley Act. Free Enterprise Fund and Beckstead and Watts, LLP v. …

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