As Congress considered comprehensive legislation to regulate OTC derivates in the house, the SEC added management capability to the enforcement division, considered regulation for dark pools and issued a report on harmonization with the CFTC. Enforcement, in conjunction with the …

THIS WEEK IN SECURITIES LITIGATION (October 23, 2009) Read More »

Dura Pharmaceuticals, Inc. v. Broudo, 544 U.S. 336 (2005), discussed here, requiring that a securities law plaintiff plead and prove facts establishing loss causation continues to have a significant impact on securities litigation. The High Court’s recent constriction of the …

DURA AND IQBAL, TWO DECISIONS HAVING AN IMPACT Read More »