The SEC reacted to another scandal this week, imposing new restrictions on employee stock trading. Stories continue to circulate, however, that the SEC will be stripped of some of its authority or merged with the CFTC. In court actions, the …

This Week In Securities Litigation (May 29, 2009) Read More »

The SEC filed a settled financial fraud action against three former senior finance executives of Cardinal Health, Inc. SEC v. Miller, Civil Action No. 09-CV-4945 (S.D.N.Y. Filed May 27, 2009). This case follows a similar action brought against the company …

Three Former Cardinal Executives Settle A Financial Fraud Case Read More »