Year: 2009

Rejuvenation, reform and new initiatives continue to be key themes at the SEC this week. Chairman Schapiro and Commissioner Aguilar discussed the revitalization of enforcement, key rule making initiatives that will be rolled out in coming weeks, and possible legislative …

This Week In Securities Litigation (May 1, 2009) Read More »

In congressional testimony last month, SEC Commissioner Elisse B. Walter outlined the current investigative efforts of the enforcement division relating to the market crisis. Part of those efforts focus on accounting and disclosure issues of subprime lenders and major financial …

A Potentially Significant Financial Fraud Case Read More »