The SEC continued to focus on investment fraud cases this week, filing two more actions based on claimed Ponzi scheme. The Commission also filed a financial fraud case, amended its complaint in a New York state financial corruption case and …

This Week In Securities Litigation (April 17, 2009) Read More »

In what is essentially a New York state political corruption case, the SEC amended its complaint adding two more individuals and three more entities as defendants. Last month, as discussed here, the SEC filed an action against Henry Morris, David …

SEC Amends Its Complaint In NY Political Corruption/Kickback Case Read More »