This week, PWC published a study detailing trends in securities litigation. The SEC: settled with three more defendants in the “Merrill Lynch/Business Week”/insider trading case; filed a settled options backdating case; and brought another Ponzi scheme action. In private securities …

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What does a company earn for cooperation with the SEC? To be sure, being a good corporate citizen implies that the company should assist the SEC in rooting out and preventing wrong-doing. Cooperation, as defined by the SEC however, typically …

What Does Cooperation Earn? Read More »