Last week was busy for SEC Enforcement Director Robert Khuzami. On Tuesday, he spoke to the AICPA, reviewing the recent achievements of the enforcement program. Wednesday he testified on Capital Hill, detailing for lawmakers positive developments about enforcement. On Friday …

THE SEC MUST FOCUS ON THE MERITS NOT PENALTIES Read More »

NERA released statistics on the SEC enforcement program this week showing that the number of cases settled by enforcement declined for the second straight year. Those results contrasted with the presentation made to the AICAP by the Enforcement Director. Those …

THIS WEEK IN SECURITIES LITIGATION (December 11, 2009) Read More »