Month: October 2009

The Commission resolved insider trading charges with three more defendants in the case many heralded as the most significant since the 1980’s and the days of Ivan Boesky, Dennis Levine and others. SEC v. Guttenberg, Case No. 07 CV 1774 …

THE GUTTENBERG INSIDER TRADING CASE MOVES TO A CLOSE Read More »

The new Supreme Court term opened this week with a slate of important business cases. SEC enforcement continued its aggressive posture in insider trading cases, appealing one high profile loss and filing a settled case. The industry-wide inquiry into fraudulent …

THIS WEEK IN SECURITIES LITIGATION (October 9, 2009) Read More »