The insider trading case against Raj Rajaratnam, founder of Galleon Fund, and others, discussed here, is being heralded as the most significant in years, leading some to ask if its signals the rejuvenation of SEC enforcement. The significance of the …
Month: October 2009
THIS WEEK IN SECURITIES LITIGATION (October 23, 2009)
As Congress considered comprehensive legislation to regulate OTC derivates in the house, the SEC added management capability to the enforcement division, considered regulation for dark pools and issued a report on harmonization with the CFTC. Enforcement, in conjunction with the …
THIS WEEK IN SECURITIES LITIGATION (October 23, 2009) Read More »