Month: September 2009

Much has been written about the rejuvenation of SEC enforcement. No doubt much more will be written in the future. Perhaps the insider trading case filed Wednesday is a harbinger of good things to come for SEC Enforcement. SEC v. …

A QUICK AND EFFECTIVE SEC ENFORCEMENT EFFORT Read More »

The SEC’s enforcement action against Regions Bank should serve as a warning to issuers as well as their directors, officers and general counsels about their business partners. SEC v. Regions Bank, Civil Action No. 09-CV-22821 (S.D. Fla. Filed Sept. 21, …

BE CAREFUL WHO YOU PARTNER WITH Read More »