Month: September 2009

The executive summary of the SEC Inspector General’s Report on the failed Madoff investigations was released by the Commission, along with comments by Chairman Schapiro. The detailed summary traces the unsuccessful investigative efforts of the SEC enforcement staff from 1992 …

TO CATCH A THIEF: FOLLOW THE MONEY Read More »

Another settled financial fraud case raises more questions than it answers. The SEC filed a settled action involving VeriFone Holdings, Inc., a San Jose, California based company which designs, markets and services transaction automation systems, and Paul Periolat, formerly the …

ANOTHER SEC FINANCIAL FRAUD SETTLEMENT: MORE QUESTIONS Read More »