Month: August 2009

Dura imposed significant pleading and proof requirements on plaintiffs seeking to bring a securities fraud action for damages. Under the Supreme Court’s decision, it is no longer sufficient for a securities law plaintiff to allege only price inflation. Now, there …

PART V: PLEADING REQUIRMENTS UNDER DURA — CONCLUSIONS Read More »

The rejuvenation of SEC enforcement has been a key focus of the current Commission. A series of rapid fire steps to empower and streamline the enforcement process under a new Chairman and Division director have been repeatedly touted in congressional …

GE AND BANK OF AMERICA: WHERE IS SEC ENFORCMENT HEADED? Read More »