Month: April 2009

The new SEC Chairman has promised to improve and rejuvenate the SEC and its enforcement program. Steps have been taken in that direction as discussed here. More will undoubtedly follow. As Chairman Schapiro and her new and expanding team of …

Restoring SEC Enforcement: Prosecutorial Discretion And Coordination Read More »

The SEC continued to focus on investment fraud cases this week, filing two more actions based on claimed Ponzi scheme. The Commission also filed a financial fraud case, amended its complaint in a New York state financial corruption case and …

This Week In Securities Litigation (April 17, 2009) Read More »