Last year, there were important circuit court decisions regarding the scope of aiding and abetting liability in SEC enforcement actions and parallel SEC and DOJ investigations. Each decision is likely to have a significant impact on SEC enforcement in the …

Part IX: SEC Enforcement Trends And Priorities, 2009 — Key Legal Issues Read More »

Insider trading has long been a key focus of SEC enforcement. It has also become an important priority for market regulators around the world. Earlier this year, the FSA in the UK brought its first criminal insider trading case as …

Insider Trading – A Key Focus Around The Globe Read More »