Month: April 2009

What does a company earn for cooperation with the SEC? To be sure, being a good corporate citizen implies that the company should assist the SEC in rooting out and preventing wrong-doing. Cooperation, as defined by the SEC however, typically …

What Does Cooperation Earn? Read More »

Typically, the SEC settles most of its insider trading cases. Last year was no exception. Two high profile cases illustrate the point: the News Corp/Dow Jones case and the Guttenberg case, viewed by many as the most significant insider trading …

Part V: SEC Enforcement Trends, 2009 — Insider Trading (continued) Read More »