In a recent address, the Director of the SEC’s Division of Investment Management, Andrew J. Donohue, made two key points regarding future regulation. Keynote Address at the Practising Law Institute’s Investment Management Institute 2009, April 2, 2009. In discussing one …

Two Key Issues For The Fund Industry Read More »

This week, PWC published a study detailing trends in securities litigation. The SEC: settled with three more defendants in the “Merrill Lynch/Business Week”/insider trading case; filed a settled options backdating case; and brought another Ponzi scheme action. In private securities …

This Week In Securities Litigation (April 3, 2009) Read More »