Month: March 2009

The Department of Justice and the SEC brought the next round of cases in the Madoff scandal. New civil and criminal charges were brought against the outside auditors for Bernard L. Madoff Investment Securities LLC, David G. Friehling and Friehling …

More Charges In The Madoff Scandal, But The Key Question Remains: Who Knew? Read More »

Background: Key areas of emphasis for the enforcement division in 2008 included the FCPA, insider trading and financial fraud. In the last few years, the SEC and DOJ have brought increasing numbers of FCPA cases and reportedly had a large …

Part III: SEC Enforcement Trends, 2009: Significant cases, FCPA Read More »