Month: March 2009

The SEC is bringing an increasing number of cases in cooperation with regulators in other countries. Frequently these involve insider trading, as discussed here. In SEC v. Escala Group, Inc., Case No. 09 CV 2646 (S.D.N.Y. March 23, 2009), the …

An International Financial Fraud Case Read More »

The price for vindication can be high — it is doubtful that even winning at trial is enough to overcome the stigma of being accused of wrongful conduct by the SEC or the Department of Justice. Achieving some vindication typically …

The High Price of Vindication Read More »