Month: March 2009

The market crisis continues to send stock prices to new lows. It is also unraveling fraudulent investment operations and schemes at a record pace. In recent weeks, the SEC has brought a stream of cases against Ponzi schemes and other …

The Market Crisis Continues To Spawn Financial Fraud Cases Read More »

The future of the SEC and securities regulation is at a cross-road. Calls for reform seem to be made virtually every day. Some are rooted in the current market crisis. Others stem from persistent scandals that have left the SEC …

Part I: SEC Enforcement Trends, 2009: Calls For Reform And Their Background Read More »