During the current market crisis, it has become fashionable to argue for a revamping of the current regulatory structure. Those suggestions are frequently coupled with comments about the need for additional regulation and more authority for regulatory agencies such as …

SOX Limitations On The Services Provided By External Auditors Read More »

The Securities Litigation Uniform Standards Act of 1998 (SLUSA) generally precludes shareholders from bringing a class action securities fraud suit in state court. The Act was passed to prevent an end run around the stringent substantive and pleading requirements of …

SLUSA And The Delaware Carve Out Read More »