A group of insurance companies has filed a petition challenging the SEC’s recently enacted Rule 151A regarding indexed annuities. At issue is whether the SEC overstepped its authority in enacting a rule which permits the Commission to assert jurisdiction over …

A Challenge To The SEC’s Claim of Jurisdiction Over Index Annuity Contracts Read More »

There is a new administration in Washington and potentially a new chairwoman for the SEC. But where is the agency going? Significant questions are being raised about the future of the SEC and securities regulation as the market crisis continues …

Three Key Questions About The Future Of The SEC And Securities Regulation Read More »