Year: 2008

Another attorney was charged with both criminal and civil securities fraud. Some commentators have raised questions about what seems to be an increasing trend toward prosecuting attorneys. While there may be legitimate questions regarding some of these cases, based on …

Unusual Cases: NY Attorney Charged With Criminal And Civil Securities Fraud Read More »

Criminal enforcement of the securities laws continues to be a focal point with new charges in the Refco debacle and a criminal case against the Mayor of Birmingham and two of his friends following an SEC enforcement action. First, there …

More Criminal Securities Cases Read More »