Year: 2008

The last installment of this occasional series discussed document production procedures from the new SEC Enforcement Manual. Earlier installments considered the Wells process, cooperation and parallel proceedings. Traditionally materials produced either voluntarily or pursuant to a subpoena were hard copy …

The New Enforcement Manual: Document Productions –Part II Read More »

As the market crisis continues to unfold, accounting and auditing issues have emerged as key concerns for companies, their management and their independent auditors. This is apparent from recent statements by the PCAOB and the SEC’s Office of Chief Accountant …

The Market Crisis Spawns Accounting And Auditing Issues For Companies Read More »